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American Capital Partners, Llc




American Capital Partners, Llc is a member of NASD (National Association of Security Dealer). NASD is a self-regulatory organization of the securities of the security industry responsibility for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
American Capital Partners, LLC (ACP), with six branch offices in addition to its corporate headquarters, is dedicated to providing clients with effective, timely advice for today’s increasingly dynamic market. The firm’s seasoned management has over fifty years experience in the securities industry. While each investor has different investment objectives and tolerance for market risk, ACP specializes in serving the needs of experienced investors and traders who are willing and able to incur higher degrees of risk. While the company generally recommends securities listed on the New York Stock Exchange (NYSE) and NASDAQ National Market System, they may also recommend, when appropriate, other investments such as mutual funds and short sale and or options strategies to enhance investment portfolios. American Capital Partners, LLC has an association with RBC Dain Correspondent Services (RBC Dain CS) a division of RBC Dain Rauscher Inc., its clearing firm.
 
American Capital Partners, LLC is an introducing broker, provides investments services both retail and institutional, maintains important disaster recovery and business continuity plans that may be activated in the event of a significant business disruption. The firm realizes the critical nature of being able to continue material operations if an incident occurs that could affect mission-critical business units and systems. These plans are key components in maintaining emergency procedures, and are required by securities industry regulation.
 
In planning for potential significant business disruptions, American Capital Partners, LLC has studied a number of outcomes from varying scenarios, including, as examples only, a disruption to a single building, a citywide business disruption and a regional disruption. The firm’s plans are intended to permit the continuation of key business operations during most types of disruptions by resuming mission-critical operations, usually within the same business day as the disruption. To assist this business continuity, American Capital Partners, LLC will rely on our clearing firm RBC DAIN Correspondent Services technology of back-up processing capabilities in alternate locations and its redundancies of file location.
 
American Capital Partners, Llc philosophy is to build strong relationships with their clients and serve each client’s individual needs and objectives with integrity, while providing the highest possible quality advice and personal service in an ever-changing market.         

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