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American Portfolios Financial Services




American Portfolios Financial Services is a member of NASD the National Association of Security Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

American Portfolios Holdings was conceived by a group of likeminded, independent Financial Service Professionals, committed to serving their clients by offering sound financial guidance or planning along with solid investment advice. The firm is owned and operated by individuals who have all worked with clients of their own.

American Portfolios was founded by a group of independent financial professionals whose primary goal was to offer their clients solid investments without the pressure of having to sell products normally associated with sales organizations. As independent representatives of American Portfolios, they can make available to you some of the best products and services the industry has to offer.

In keeping with their focus on service to the client all general securities transactions are cleared through Bear, Stearns Securities Corp. and through their dual clearing arrangement with Pershing. They know their future depends on your satisfaction. They offer complete dedication to meet your investment objectives in each transaction. Their Vision is to Independence, Freedom and Equity Ownership. To provide true independence and freedom through competent service, friendly support and an unbiased inventory of products.

They promise to build a solid foundation upon which financial professionals can maintain their independence and freedom while earning equity ownership in a profitable and reputable broker and dealer. Every employee of them understands that their registered representatives hire them to support their regulated business activity and they must strive to earn their business every day by efficiently and professionally serving their needs. American Portfolios is dedicated to providing insurance services through their Focus Carrier relationships and their clearing relationship with BISYS.

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