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Home > Financial Services > Stock Brokers > Anchor Bay Securities
Anchor Bay Securities
Anchor Bay Securities, LLC is a member of NASD the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Scott Spiering, President, has worked in the financial services industry since 1987 and holds a full range of professional securities licenses. He has served as a Senior Vice President and Portfolio Manager for Prudential Securities and Vice President and Portfolio Manager for Kidder Peabody, and successfully matched a variety of corporations and high net worth individuals to independent money managers for Merrill Lynch. Mr. Spiering has also had diverse life experiences including a combat tour in Vietnam and post graduate work at the prestigious Brooks Institute. In addition, Mr. Spiering is a speaker and an author. His book, The Frugal Investor, has been helpful to thousands of investors all over the country.
An individual purchases a deferred annuity contract issued by an insurance company that offers a fixed or variable investment option from which to choose. An annuitant receives a steady stream of income payments at retirement depending on the distribution option chosen. A fixed annuity pays an interest rate guaranteed by the issuing insurance company, which can change annually. A variable annuity’s value depends on performance of its underlying investments. There’s no limit on annual contributions to an annuity.
Although fixed and variable annuities can often play a critical role in, for example, estate planning, they are sometimes sold to the wrong investors. Annuities can be an important investment option, but only in appropriate situations. It’s important, then, for investors to receive expert guidance in deciding whether they should purchase annuities. The investment professionals at Anchor Bay can help us make these decisions.
Anchor bay offers individuals, retirement plans and charitable organizations with a smaller asset base the same sophisticated approach to portfolio design, investing, and reporting formerly available only at larger institutions.
Anchor Bay Capital Management, LLC is under common ownership with Anchor Bay Securities, LLC. Anchor Bay Capital Management invests and manages individual stocks and bonds on a discretionary basis.
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