|
|
 |
| |
|
Home > Financial Services > Stock Brokers > Associated Securities Corp.
Associated Securities Corp.
Associated Securities Corp is a member of NASD the National Association of Security Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Founded as a securities broker/dealer in 1982, Associated Securities
Corp. has established a network of branch offices dedicated to helping clients with their financial objectives. Their financial advisors in the field have the capability of offering a wide array of quality products, investment opportunities and financial planning services. ASC currently serves a client base of approximately 100,000 individuals, maintains branch offices in 10 states and is licensed to transact securities business in 50 states and the District of Columbia.
In 1984, the fluctuations of the financial markets, the ongoing changes in our tax structure and other economic forces that continuously impacted the financial field, gave the company the opportunity to expand. The result was the birth of a diversified financial holding company, Associated Financial Group, Inc. currently having three active subsidiaries.
The Advisory Services Department is dedicated to providing Affiliates with state-of-the-art products and services, as well as the most comprehensive and professional support found anywhere. The Advisory Services Department provides all the necessary back, mid and front office support for their affiliates.
Economies of scale are gained through a central research, trading and operations department. These economies of scale include: operations processing and reporting, portfolio design, and compliance, due diligence, securities transactions, and communications/marketing and management information services.
The professionals who are associated with the company are committed to providing superior financial assistance. They adhere to the highest standards of the financial services profession and consistently consider the needs of their clients first and foremost. Our dynamic group of representatives differs from others in the industry because each branch office is directed by an individual who has met their educational and experience requirements including a minimum of three years in the financial field and a proven track record of high-level client success.
The company’s goal is to provide quality services, which will help the registered representative, to meet the clients’ needs for a diversified investment portfolio and at the same time generate more revenues.
Financial Services Companies
all are here at FinancialBrowsers.com Permission is granted to reproduce this article as long as the above resource paragraph is left intact with active links.
Back to Stock Brokers
|
|
|
|
|
|
|