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Aton Securities, Inc.




Aton Securities, Inc is a member of NASD the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
Aton Securities, Inc. can provide financial services, on the basis of the license issued by US Securities and Exchange Commission, and has a right to render other services accompanying the above activities. The research materials are provided by Aton Securities, Inc. to its clients within the framework of financial services and are not an independent activity of the company.
 
At Aton, they specialize in offering Institutional Investors a window into the investment opportunities in Russia. Working along with their affiliate, Aton Capital Group, their aim is to provide their clients with the widest and most reliable range of services in the U.S. and International marketplace.

Since June of 2000, Aton Securities, Inc. has been registered with the Securities & Exchange Commission (SEC), and a member of the National Association of Securities Dealers (NASD). They are also members of the Securities Investor Protection Corporation (SIPC) and Securities in your account are protected up to 500,000 dollars.

Currently they are registered to do business in 19 states plus the District of Columbia and are registered with the NASD to do the following business: Broker or dealer selling corporate debt securities, broker or dealer retailing corporate equity securities over-the-counter,non-exchange member arranging for transactions in listed securities by exchange member, private placements of securities, underwriter or selling group participant and purchase and sale of foreign securities to and from institutional sellers and buyers, including qualified international buyers.

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