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Home > Financial Services > Stock Brokers > Broadband Capital Management, Llc
Broadband Capital Management, Llc
Broadband Capital Management, Llc is a member of NASD, the National Association of Securities Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
The company is a full service broker and dealer based in New York City. They provide highly focused research, trading expertise and investment banking services to select institutions, corporations and private clients. Their firm is headed by a senior management team of highly respected financial professionals with backgrounds in investment banking, brokerage, technology and marketing. Their reputation is being built on a commitment to professional and personal service.
Working closely with their research arm, senior traders employ sophisticated trading strategies to optimize returns while limiting exposure to risk. Their trading desk is actively involved in executing both listed and NASDAQ traded issues, where they may act as market maker. They also have relationships with brokers on the floor of the New York Stock Exchange and the American Stock Exchange to facilitate large orders.
The investment banking division seeks to effectively match small to mid sized companies in search of growth capital, with sophisticated investors seeking opportunities in the New Information Economy. Their capabilities include initial and secondary public offerings, private placements, bridge financing and early stage investing. The company believes their firm is unique among boutique investment bankers in that, after the transaction, they continue to advise the client with ongoing services to further guide and nurture the business case.
Their firm focuses on both the public equity market and venture capital. This gives them the flexibility they need to isolate opportunities and better service our clients by offering opportunities that most private clients will not have access to at the larger firms. While their firm's senior level management comes from large established firms, they have created an entrepreneurial environment at Broadband Capital Management LLC.
In today's investment marketplace, the opportunities are exciting, but the risks are significant for the uninformed. Their mission at Broadband Capital Management LLC is to deliver value to their clients by seeking appropriate exit strategies based on fundamental valuations and market psychology.
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