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Home > Financial Services > Stock Brokers > Carolina Capital Markets, Inc.
Carolina Capital Markets, Inc.
Carolina Capital Markets, Inc. is a member of NASD, the National Association of Securities Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Tom joined Carolina Capital Markets in July, 1999. He has had over 30 years of experience as an institutional fixed income salesman and sales manager. MarketEyes is a monthly fixed income strategy report published exclusively for CCM by Curt Shambaugh. Curt was formerly a Managing Director and Senior Advisor at Credit Suisse First Boston. Tom has been cited in the Institutional Investor All American Analysts issue four times since 1994. Curt is also available to CCM clients for in person presentations and conference calls.
The Company brokers rely on FIRC for credit analysis in the industrial investment grade sector and recommend the service to their customers. CCM representative for more information on FIRC. Its fixed income trading model is uniquely positioned to serve the soft dollar execution needs of their customers. They do not position securities or trade against their customers' orders.
They are an execution focused fixed income boutique. Their two primary objectives are to serve their customers by going beyond their expectations and achieving best execution for their clients. As a non-positioning broker and dealer they have access to the inventories of over five dozen broker dealers. They aggregate those offerings daily into a proprietary database that allows us to view and search tens of thousands of individual positions covering many sectors.
Carolina Capital Markets provides various flexible research solutions. CCM provides different types of securities which include U.S. governments, zero coupons, agencies, corporate, asset backed, preferred, mortgage backed, convertibles, and municipal bonds.
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