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Capital Financial Services, Inc.




Capital Financial Services is a member of NASD, the National Association of Security Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
Capital Financial Services was founded in 1980. Capital Financial Services is a wholly owned subsidiary of Integrity Mutual Funds and is registered with NASD as an investment advisor and broker dealer. It is specializes in providing investment products and services to independent investment representatives, financial planners, and investment advisors and currently supports approximately 240 investment representatives and investment advisors.
 
The Company is an independent broker dealer with its main office in Minot, North Dakota. They try to provide a compliance structure for independent representatives, to process the business of the representatives promptly and to pay commissions accurately and on time. They offer a full array of mutual funds, variable annuities and variable life contracts, and brokerage services are offered through their correspondent broker dealer. They also have an ongoing commitment to provide the products their representatives need to drive their business. The company policy is to sign dealer agreements for additional products at the rep’s request after a review of the product.
 
Capital Financial Services, they provide help in the areas of retirement planning, saving for college, investment planning and asset management. Some of the products they offer include Mutual Funds, Annuities, Investment Advisory Services, Full Service Brokerage Services and Insurance. Capital Financial has provided individual and corporate clients with quality investments.

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