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Home > Financial Services > Stock Brokers > Catalyst Financial
Catalyst Financial
Catalyst Financial is a member of NASD the National Association of Security Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
The firm was initially formed as a merger and acquisition advisory firm in 1996. They have developed a strong network within the financial community and are dedicated to helping businesses and investors grow. The Firm is registered with the SEC as a broker-dealer, and is licensed in 49 states.
Firms that succeed are those companies with a strong financial game plan and consistent access to the capital markets. They have been helping small cap companies bring value to shareholders by formulating a growth plan and providing assistance in its execution. Specifically, they can provide the following services to such undervalued companies.
They plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding their employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing their customers to transact business.
In short, company’s business continuity plan is designed to permit them to resume operations as quickly as possible. The plan addresses data back up and recovery, all mission critical systems, financial and operational assessments, alternative communications with customers, employees, and regulators, alternate physical location of employees, critical supplier, contractor, bank and counter-party impact, regulatory reporting, and assuring their customers prompt access to their funds and securities if they are unable to continue their business.
The product sponsor or issuer maintains all records related to your investments and account holdings and backs up important records in accordance with their business continuity plan. The challenges facing small public companies today are numerous and at times overwhelming.
They pride themselves on understanding the problems and opportunities in the financial services industry. They believe their clients are the most important asset of the company, and are dedicated to clients to serve their needs. They believe in excellence. And this commitment shows in all their products and services.
Financial Services Companies
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