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Home > Financial Services > Stock Brokers > Carillon Investments, Inc.
Carillon Investments, Inc.
Carillon Investments, Inc. is a member of NASD the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Carillon Investments, Inc., a wholly owned subsidiary of Union Central, is a full service broker dealer and investment advisor. The Company is committed to developing long term relationships with clients. The Company offers a broad range of financial products and services such as Personal Investment Service, Business community plan.
Carillon Investments is also a member of Securities Investor Protection Corporation SIPC. In Personal Investment Service when you invest with them, you can expect personalized service and professional advice. One of their representatives will work with you to tailor a strategy to meet your individual needs and help you reach your financial goals. The Company has developed a Business Continuity Plan on how the company will respond to events that significantly disrupt their business.
The Company plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding their employees and property, making a financial and operational assessment, protecting the firm's books and records, and allowing their customers to transact business. The Company’s business continuity plan is designed to permit their firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
The Company has the procedures and technology which were designed to prevent your data from being accessed by persons not authorized to do so. They have physical and electronic procedures and safeguards to protect your data. They restrict access to your data to employees with valid business reasons to assist in providing products or services to you.
Carillon is committed to the responsible management, use and protection of personal information. They value your trust and they want you to understand what data they collect, how they protect it, and how they use it. They treat nonpublic data that identifies you with respect, and in accordance with this Privacy Policy. This notice describes their policy regarding the collection and disclosure of your data.
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