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Carter, Terry & Company, Inc.




Carter, Terry & Company, Inc is a member of NASD, the National Association of Securities Dealer. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Carter, Terry & Company, Inc. offers full-service brokerage, investment banking, asset-management and banking services. The Company has its headquarters in Atlanta, Georgia and has had a consistent pattern of dynamic growth over the years. For more than ten years, Carter, Terry & Company has grown to become one of the largest independent investment firms in Atlanta while serving clients throughout the country. In 2003 and 2002, the Atlanta Business Chronicle ranked Carter, Terry & Company, Inc. as one of Atlanta's Top Brokerage Firms. The firm is a member of the National Association of Securities Dealers, the Securities Industry Association, and the Securities Investor Protection Corporation.

Carter, Terry & Company, Inc. has an excellent investment banking record of helping companies with early stage financings through private placements. In addition to private placements, we offer our investment banking client’s services for both public and private companies like Mergers and acquisitions and other advisory services, Valuations, Research coverage and reports. For larger transactions in which broader distribution is desirable, we offer our client’s access to their network of the country’s leading national and regional investment banking firms which provide traditional underwriting and advisory services.

The Company’s Banking Services Division was created to offer discount brokerage services, mutual funds, annuities and participation in private placements to community banks throughout the Southeast. They view a bank’s decision to offer non-traditional bank investments as a long term commitment. Therefore, the partner you select to help offer these products and services must compliment the way you envision your program’s development. Their emphasis is on customer confidentiality, excellent training, superior products and a high level of compensation for your bank’s services.

Carter, Terry & Company feel that the success of their program is derived from their ability to help banks offer non-traditional banking services in the same professional manner as traditional banking services. They believe that the combination of this quality service and a variety of products can make your bank the most comprehensive and price-competitive provider in the financial services industry.

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