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Chapdelaine Corporate Securities & Co.




Chapdelaine Corporate Securities & Co is a member of NASD the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Chapdelaine & Co is a municipal bond broker's broker, and a member of SIPC. Chapdelaine & Co. has more than three decades of experience in the municipal bond market. The firm provides dealer to dealer service and sales over the entire spectrum of the municipal market. Their sixty brokers are registered with the NASD and have account responsibilities arranged according to regions of the country or by maturity. The Chapdelaine & Co. trading room organization provides the synergy required, achieving a level of professional service and market execution unparalleled in the municipal market place today.
Each customer that is serviced by Chapdelaine & Co must be licensed and registered with the SEC (Securities and Exchange Commission), the NASD (National Association of Securities Dealers), or the MSRB (Municipal Securities Rulemaking Board). Each customer of Chapdelaine and Co. is required to meet SEC net capital requirements and provide Chapdelaine & Co. with a copy of their most recent FOCUS 1 report demonstrating compliance with net capital requirements. In addition each customer will provide Chapdelaine & Co. with their clearance information, current clearing account numbers, and appropriate points of contact (POCs) for back office issues.

On receipt of the above required information Chapdelaine & Co. will provide the same to the customer and will assign a broker as your point of contact (POC), enabling you to execute trades with the firms brokers.

The Chapdelaine & Co. trading room is organized to provide the best coverage throughout the yield curve.

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