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Home > Financial Services > Stock Brokers > Civilian Capital
Civilian Capital
Civilian Capital is a member of NASD, the National Association of Security Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Civilian Capital was founded to offer motion picture projects as investments to qualified account holders. Generally the securities to be offered by Civilian Capital will be speculative in nature, involve a high degree of risk and will be appropriate for investment only by investors who can afford to lose some or all of their investment. Prior to making any investment decisions, potential investors are reminded to evaluate all of the risks associated with the investment. Civilian Capital provides qualified investors access to a variety of motion picture investments over the Internet.
Civilian Capital has developed a Business Continuity Plan on how they will respond to events that significantly disrupt their business. Since the timing and impact of disasters and disruptions is unpredictable, they will have to be flexible in responding to actual events as they occur. With that in mind, they are providing you with this information on their business continuity plan.
Their business continuity plan addresses data back up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; regulatory reporting and assuring their customers prompt access to their funds and securities if they are unable to continue their business.
Their clearing firm, Computer Clearing Services backs up their important records in a geographically separate area. While every emergency situation poses unique problems based on external factors, such as time of day and the severity of the disruption, they have been advised by their clearing firm that its objective is to restore its own operations and be able to complete existing transactions and accept new transactions and payments within a 48 hour time period. Your orders and requests for funds and securities could be delayed during this period.
They plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding their employees and property, making a financial and operational assessment, protecting the firm's books and records and allowing their customers to transact business.
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