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Clark Dodge and Company


Clark Dodge and Company is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Clark Dodge and Company is a full service brokerage firm situated in Westchester County, New York. They provide brokerage and asset management services to individuals, institutions and corporations. They offer their clients a full range of investment products including bonds, stocks, futures trading and commodities, mutual funds, insurance and annuities and services such as advice on retirement planning, asset allocation, portfolio management, estate planning, college funding, trust services and other services for affluent investors.

At Clark Dodge they pride themselves on service, this is why their firm has a contractual agreement with RBC Dain Correspondent Services, a division of RBC Dain Rauscher, Inc. Clark Dodge and Company along with RBC Dain Correspondent Services can provide clients with timely executions, easy to read statements and confirmations, 24/7 access to client accounts and a variety of products and services.

Clark Dodge and Company is a member of the Securities Investor Protection Corporation. Securities Investor Protection Corporation reimburses clients the cash value of their securities up to $500,000 per client. Any cash in a client's account would be reimbursed by SIPC up to $100,000. RBC Dain Rauscher has purchased an additional policy that offers coverage in excess of the protection provided by SIPC. This coverage covers additional securities and cash protection up to $99.5 million per client, of which $900,000 may be in cash. A $400 million aggregate limit applies to this additional coverage.

The guiding principles upon which the company was founded are client before company and ethics before profitability.
 
At Clark Dodge and Company we strive to provide superior customer service to our clients. The collective ideas and insights of our employees are what forge our solid and unified vision for success.

We offer competitive compensation and benefits, as well as unique opportunities throughout our organization. Please send us your contact information and resume by clicking on the link below.
 

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