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Colony Park Financial Services Llc


Colony Park Financial Services Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

The Company believes this is one of their much strength. Each client is important to them and is served by the personal touch of his or her own Western International investment professional. Their clearing relationship with Bear, Stearns Securities Corp. assures access to some of the securities industry's most highly regarded research and market analysis. In addition, through extensive electronic news sources and databases, they can quickly provide background information on literally thousands of investment possibilities through the world.

As a truly independent investment firm, their account executives have the freedom to select from among a full range of investment alternatives those, which are seen as most appropriate for each individual investor without the constraint of being limited to proprietary or in house products. Individual suitability is always their focus. Colony Park Financial provides access to thousands of individual securities and forms alliances with the nation's leading providers of investment products.

The Company strongly recommends holding diversified portfolios for several important reasons. These include Owning a variety of assets and asset classes is a proven method of helping control risk. Increasingly, the best opportunities may be found in diverse locales around the globe. All Colony Park Financial Services trades are cleared through their fully disclosed three party clearing agreements between Western International Securities and a major Wall Street clearing firm. 

Colony Park and Western International share computer links that provide immediate access to all customer account information and research.  Because of their three party clearing agreement clients are assured that the securities and cash in all regular accounts are protected up to the full value of the account, regardless of the account size, against the financial failure of Colony Park Financial, Western International Securities or Western International’s clearing firm.  $500,000 provided to SIPC, not exceeding $100,000 for claims related to cash, and the remainder provided through other insurance carriers. 

The company prides themselves on their accessibility and encourages frequent and open communication with the clients. The client satisfaction is the most appropriate measure of their success.
 
 
 

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