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Coordinated Capital Securities, Inc.


Coordinated Capital Securities, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Coordinated Capital Securities, Inc. is a full-service NASD broker dealer and investment advisor head-quartered in Madison, Wisconsin. Coordinated Capital provides strong leadership in the area of compliance. Their practical approach to compliance allows reps to stay in compliance while focusing on what they do best that’s planning for their clients.

The Coordinated Capital Group of companies offers a wide range of products including mutual funds, public limited partnerships, variable insurance products, stocks, options, bonds, insurance and financial advisory services.

Securities industry regulations require securities brokerage firms such as Coordinated Capital Securities to create and maintain a business continuity plan to ensure that the impact to your securities accounts is minimized in the event of an emergency, disaster, or other significant business disruption.  Their business continuity plan addresses data back up and recovery, all mission critical systems, financial and operational assessments, alternative communications with customers, employees, and regulators; alternate physical location of employees, critical suppliers, contractors, banks and counter-party impact, regulatory reporting, and assuring their customers prompt access to their funds and securities if they are unable to continue their business.
 
The Company offers a variety of solutions beyond traditional commission brokerage services. By choosing between their account management options, you can have the flexibility to select an outside professional investment manager of your choice or benefit from the expertise of the program's select money manager partners. By working closely with these partners, you can create customized separate account managed portfolios to suit each client’s individual needs.
 
They offer a variety of fixed products, illustration support and long-term care through Coordinated Capital Consultants.

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