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Emergent Financial Group, Inc.



Emergent Financial Group, Inc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.


Emergent Financial Group was founded in March 2000. The firms founding principals represent combined experience of over a century of years in sales, management and research in emergent investing.


The firm offers a unique process of stock selection through unbiased fundamental analysis of emerging equities within favorable emergent sectors. This is combined with state-of-the-art technology that provides insight into supply and demand, balance of power, market and sector conditions, etc. The Company’s objective is to create wealth while emphasizing preservation of capital through an agreed upon system that reduces decision making based on emotion and hope.


The firm offers a unique process of stock selection through unbiased fundamental analysis of emerging equities within favorable sectors. This is combined with state-of-the-art technology that provides insight into supply and demand, balance of power, market and sector conditions, etc. The plan includes specific purchase and sale objectives based on risk and reward measurement tools their customers can understand.




The firm sort through over 9000 stocks every day, performing technical and fundamental analysis on those stocks from The Honesty Zone and then they can draw upon 30 years of experience in portfolio building, financial planning, and exploring investment objectives for every client.


Emergent Financial Group introduces retail trades through RBC Dain Correspondent Services (RBC Dain CS) - a division of RBC Dain Rauscher Inc.At RBC Dain CS, they got the products and services you need to help your clients do just about anything…from managing their cash to building a diversified portfolio. Different clearing firms are focused on other market strategies, but RBC Dain CS focuses on developing the products needed in the retail private-client market. It's RBC Dain Rauscher's core business and has been for more than 90 years.


The Company’s objective is to create wealth while emphasizing preservation of capital through an agreed upon system that reduces decision making based on emotion and hope


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