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E.J. De La Rosa & Co., Inc.

E.J. De La Rosa & Co. is a member of NASD, the National Association of Security Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

E.J. De La Rosa & Co. is a full service investment bank with offices in Los Angeles and San Francisco. Since it was founded in 1989, De La Rosa has helped public entities and private businesses secure funding for capital projects. The firm is also registered with the Securities and Exchange Commission.

De La Rosa & Co. provides access to capital markets by selling a wide range of taxable and tax exempt bonds. Their Sales and trading desk underwrites an average of two new bond issues per week. The desk also trades fixed income securities in the secondary market. Their specialty is the sale of new issues to high net worth retail investors, investment counselors and bank trust departments.

The Sales and trading staff also serves as Remarketing Agent for some of the most demanding issuers in California. They trade variable and auction rate securities daily with money market funds and other short term investors. With a remarketing and auction rate portfolio that currently tops $1.9 billion, their reach in this market enables them to consistently deliver the lowest interest rates to their clients.

De La Rosa & Co. believes that good business leadership means good corporate citizenship. All of them have made a long term commitment to social justice. It takes years of financial support to make an impact in any area of social activity, from raising educational achievement and registering voters to preventing domestic violence.

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