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Ftn Midwest Securities Corp.


Ftn Midwest Securities Corp. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
The Company, an institutional equity research firm headquartered in Cleveland, Ohio, is a leading innovator in the investment research industry. They are dedicated to providing their clients with balanced and detailed analyses on domestic and multi-national companies. Their focus has been to be a leading source for thorough and accurate investment research on companies in a variety of specialized sectors, manufacturing and industrial, technology including consumer, health care, business and financial services.
 
The Company is a full-service provider of financial services for the investment and banking community. They also offer mortgage and consumer loan trading and risk analysis. They advice and provide services for structured finance, such as the issuance of Pooled Trust Preferred Securities.
 
The Company has an investment banking department which is completely separate from and has no link to their research department. It is physically separate from the Research Department and they have instituted procedures that will prevent any unmonitored communication between members of the two departments. Their procedures expressly forbid the research department from participating in any investment banking services. This is strictly monitored.

The firm has a committee that reviews all research recommendations on the initial research report and reviews any subsequent changes in ratings or price targets. The company has committed themselves to the success of the business, to the pursuit of excellence, to the safety of employees, and to providing industry leading quality of service to customers.

The company is a very professionally managed company that believes in treating their staff as well as they treat their customers. This is because the company believes in the old saying that happy workers make for happy customers. This has proven true through the years for the company as proven by the customer retention and satisfaction as shown by the customers.
 

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