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Home > Financial Services > Stock Brokers > Further Lane Securities, L.P.
Further Lane Securities, L.P.
Further Lane Securities, is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
The firm restricts access to any personal, nonpublic information to only those employees, agents and affiliated parties who require this information in order to process your requests and transactions.
Their employees are required to protect the confidentiality of your information and will access it only when there is an appropriate reason to do so.They safeguard your information physically, electronically and through their procedures, in compliance with all applicable laws.
At certain times, they may disclose information because they are legally required to do so in response to a request from a Government or Regulatory Agency. The firm does not share your personal information with any unaffiliated company, group or individual.
Your information is shared with their Clearing Firm, to process your transactions. Only upon your request will they provide to a third party, such as an accountant or attorney, whatever information you will direct them to provide.
The company values your right to privacy. The information that they collect through its New Account Form, such as your name, address, tax identification number, and telephone number, date of birth, employment status, annual income, net worth, financial objectives and bank reference are used solely to process your transactions.
Further Lane Securities, L.P will never sell any information about you or your account with them to any other company or individual. In the event that you are no longer our client, their policy regarding nonpublic information will still apply.
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