Centaurus Financial - we invest in your success
CuraDebit Free Debt Analysis
  Home > Financial Services > Stock Brokers > Feltl & Company

Feltl & Company




Feltl & Company is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Feltl and Company has formed a strong presence in Minnesota through the personal relationships they establish with their clients and through their support of emerging growth companies. Feltl and Company is comprised of two major business lines, each offering unique services to serve your specific needs. The Private Client Group serves individual investors, providing advice on stocks; The Equity Capital Markets Group encompasses corporate finance, equity research, institutional equity sales and equity trading.

The Securities and Exchange Commission and the NASD now require that all broker dealers determine that they receive best execution for their clients.  In order to address this requirement in a meaningful and consistent manner, Feltl and Company has entered into an agreement with BRASS whereby BRASS will take execution information from the firms with whom Feltl and Company does business and provide reports that categorize order executions and include statistical data about execution quality. 

In return for routing orders to a specific market center Feltl and Company may receive cash payment.  All customer orders subject to payment for order flow are sent to market centers that execute market and marketable limit orders at prices no worse than the displayed National Best Bid Offer, NBBO. 

Each of these market centers provide the opportunity for execution of orders at prices better than the NBBO when the spread between the bid and ask price is greater than the minimum variant. Orders sent are exposed across all exchanges and market centers to obtain price improvement for their customers. Feltl and Company currently does not receive monetary compensation for order flow, but may receive reciprocal business. With the past performance of the company in mind and the expertise and dedication of the management and staff the company is expected go to far greater heights in the near future.

Financial Services Companies all are here at FinancialBrowsers.com

Permission is granted to reproduce this article as long as the above resource paragraph is left intact with active links.

Back to Stock Brokers

 
 
Infinit-i