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First Citizens Investor Services, Inc.

First Citizens Investor Services, Inc. is a member of NASD, the National Association of Securities Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
The Company is a financial holding company with two classes of common stock. Class A Common Stock is traded in the over-the-counter market and is quoted on the NASDAQ National Market System under the symbol FCNCA. Class B Common Stock is also traded in the over-the-counter market and is quoted on the OTC Bulletin Board.
The Company values have been the basis of the way they’ve done business for more than a century. By understanding and embracing these values, they have been able to focus on the needs of their customers and build strong relationships that last a lifetime.
The foundation of these values is integrity. To them, integrity means focusing on the needs of each individual customer, not on mergers and acquisitions. And it means providing sound financial advice based on the customers’ needs, not theirs.
Their common sense approach to doing business comes from their century of experience. They know that listening to their customers is the first step in helping them achieve their financial goals and that no two customers’ needs are the same.
They also value consistency, because consistency builds trust. Doing business the same way for more than a century means that their customer’s trust that they are today is the bank they’ll be tomorrow and that’s important in building long-term relationships.
At First Citizens, these values are, and will always be, the foundation of their relationship with their customers. You can count on them to provide sound financial answers for your personal and business needs today and tomorrow.
The company prides themselves on their accessibility and encourages frequent and open communication with the clients. Client satisfaction is the most appropriate measure of their success.

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