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First Empire Securities, Inc.

First Empire Securities, Inc. is a member of NASD, the National Association of Securities Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

First Empire Securities is a full service broker dealer that has been proudly serving a national network of institutions for two decades. Their investment philosophy centers on a full understanding of your strategic goals, balance sheet and competitive environment so that through comprehensive analysis they can develop a strategic investment plan customized to your institution's needs. 

Their Account Executives provide a one to one approach to your portfolio, assessing its strengths, weaknesses, and sustainability against today’s market environment. Their client base includes small to large sized clients, giving them the expertise and knowledge in dealing with the differences of each client regarding their size, buying frequency, and unique long-term goals. With their online account access, their clients can view their accounts from virtually anywhere.
The Company’s Analytics Division provides clients with the necessary tools needed to make informed investment decisions. They assist clients in liquidity, earnings, capital, and interest rate risk management. They also offer ample investment portfolio analysis that is aimed at identifying opportunities and potential risks and can assist you in maintaining a favorable spread to liabilities. Through this strategic approach to your institution’s portfolio, their analytics experts can assist you in optimally managing your investment portfolio.
The company prides themselves on their accessibility and encourages frequent and open communication with the clients. Client satisfaction is the most appropriate measure of their success.

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