Centaurus Financial - we invest in your success
CuraDebit Free Debt Analysis
  Home > Financial Services > Stock Brokers > First Financial Securities of America, Inc

First Financial Securities of America, Inc

First Financial Securities Of America, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
The Company has developed a Business Continuity Plan on how they will respond to events that significantly disrupt their business. Since the timing and impact of disasters and disruptions is unpredictable, they will have to be flexible in responding to actual events as they occur. With that in mind, they are providing you with this information on their business continuity plan.
Their Business Continuity Plan they plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding their employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing their customers to transact business. In short, their business continuity plan is designed to permit the firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
Their business continuity plan addresses data back up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators, alternate physical location of employees, critical supplier, contractor, bank and counter party impact, regulatory reporting and assuring their customers prompt access to their funds and securities if they are able to continue their business.
Their clearing firm, Southwest Securities, backs up their important records in a geographically separate area. While every emergency situation poses unique problems based on external factors, such as time of day and the severity of the disruption, they have been advised by their clearing firm that its objective is to restore its won operations and be able to complete existing transactions and accept new transactions and payments. Your orders and requests for funds and securities could be delayed during this period.
Varying Disruptions Significant business disruptions can vary in their scope, such as only their firm, a single building housing our firm, the business district where their firm is located, the city where they are located, or the whole region.

Financial Services Companies all are here at FinancialBrowsers.com

Permission is granted to reproduce this article as long as the above resource paragraph is left intact with active links.

Back to Stock Brokers