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First Internet Securities Network

First Internet Securities Network is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.


The Company has developed a Business Continuity Plan on how they will respond to events that significantly disrupt their business. Since the timing and impact of disasters and disruptions is unpredictable, they will have to be flexible in responding to actual events as they occur. They are providing you with this information on their business continuity plan.


Their Business Continuity they plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding their employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing their customers to transact business. In short, their business continuity plan is designed to permit their firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.


First Internet Securities Network our clearing firm, National Financial Services LLC, they have been advised by their clearing firm that National Financial has the following SBD recovery time and resumption objectives, based on tested back-up processes: key functions, including the ability to input orders, should be available in less than one hour; full system functionality should be available in less than a day.


The company prides themselves on their accessibility and encourages frequent and open communication with the clients. Client satisfaction is the most appropriate measure of their success.






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