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H. G. Wellington & Co., Inc.

H. G. Wellington & Co., Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Originally a family firm established in 1925, H.G. Wellington & Co. traces its history back over three quarters of a century. Today it serves over 4,000 clients, providing a full range of financial services for individuals and institutions as well as asset management. The firm is self-clearing and also a member of the Chicago Stock Exchange, the New York Stock Exchange, the American Stock Exchange, and the Securities Investor Protection Corporation. H.G. Wellington & Co.'s attention to customer satisfaction has fueled consistent growth.

The Schreiber, Wright Research Division offers a diverse selection of investment services and independent research products. The Division has extensive soft dollar brokerage experience and has evolved to become a leading conduit for innovative third-party research products.
H. G. Wellington & Co., Inc. has prepared reports pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The reports provide information on the routing of non-directed orders which means any order that the customer has not specifically instructed to be routed to a particular venue for execution. For these non-directed orders, H. G. Wellington & Co., Inc. has selected the execution venue on behalf of its customers.

Throughout their development, their business philosophy has remained rooted in the traditional values which are often overlooked by other Wall Street firms. They are dedicated to superior customer service and are uniquely positioned to provide personalized attention to all their customers.

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