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Hancock Securities Group


Hancock Securities Group is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

The principals of Hancock Securities Group have observed significant change in the delivery of financial and investment advisory services. The landscape facing companies and individual investors has become increasingly complex and advisors who compete by promising approaches that are unique and results that will outperform target indices further shape the path.

Hancock Securities Group seeks to build value for their clients. Toward this goal, they have created a firm specializing in the following areas of service in Brokerage and Investment Advisory Services, Merchant Banking and Advisory Services to the Financial Services Industry. Securities that are undervalued by the market should be evaluated for purchase and those that are overvalued by the market should be considered for sale. They also believe that their client’s portfolios should improve in terms of value and risk in all environments.
This approach allows Hancock Securities Group to gain a strong understanding of the client's financial goals, to bring several perspectives to the development of the client’s portfolio and to ensure a continually high level of service. In addition, their combination of brokerage and investment advisory services is designed to overcome any bias towards a volume of transactions.

They are willing to commit their own capital to opportunities they believe in and do not pursue situations that provide fee only relationships as a reward for generating capital. They understand the entrepreneurial mind set of growth companies and can identify with the many challenges facing them. They face the same challenges their selves.

This perspective enables them to better understand their individual and corporate clients. Their    principals are experienced in managing high growth situations and the opportunities and risks they present. Companies should focus on performance for shareholders as their primary mission. Their   shareholder value driven approach enables them to have a relationship with a company’s management and shareholders throughout and beyond a company’s life cycle.

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