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Henley & Company Llc


Henley & Company Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Henley & Company LLC continues to give their clients the same quality assurance provided by their corporate affiliate Henley & Company Inc. for almost 20 years. Francis P. Gemino first founded Henley & Company Inc. in 1986.Henley & Company LLC is full-service, network of experienced investment professionals utilizing the newest electronic communications and processing systems. While Henley services each account, Pershing LLC protects and maintains account assets.

Henley's investment professional’s work closely with each customer to develop a portfolio especially tailored for you. They consider each client's specific objectives, while factoring in unique considerations such as individual tax consequences and risk tolerance. The firm maintains strong relationships with leading investors and companies. Experienced professionals with in-depth knowledge of companies, industries, managements, investors and valuations conduct their equity business.

The customers enjoy a full range of investments options including stocks, bonds, mutual funds, certificates of deposit, insurance and annuities. Many also take advantage of their ability to assist with retirement planning, asset allocation, portfolio management, college funding, and estate planning.

At Henley & Company, the firm delivers their clients world-class investment advice backed by a powerful trading desk. The Company’s specialized approach, strong reputation and relationships within the institutional investment community have made them a company trusted by both institutional clients and corporate managements. As an independent and private investment firm, Henley & Company's institutional sales department was created to give personalized service to their institutional client base.

The firm’s mission is to provide institutional investors with innovative investment ideas, along with powerful execution capability. Henley’s intellectual capital, employees, and singular focus on customer needs means exceptional service for each of their clients. Henley's investment expertise is backed by a commitment to work with each client's unique needs and objectives.
 
 
 

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