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Home > Financial Services > Stock Brokers > G.X. Clarke & Co.
G.X. Clarke & Co.
G.X. Clarke and Company is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
In an industry where performance and success are often judged with an eye only on the present, G.X. Clarke and Company looks to the future with a keen perspective gained through over twenty five years of solid growth. Since the day they first opened their doors, the firm has had in addition to controlled growth and profits, the goal of conducting itself in a manner consistent with the highest business ethics.
This professionalism has earned the respect of not only their customer base, but also the dealer community at large and various governmental bodies. The firm has also been honored to serve on the Public Securities Association's Executive Committee of the Government and Federal Agency Securities Division.
Their firm’s policy is to respond to a Significant Business Disruption by safeguarding employees’ lives and firm property, making a financial and operational assessment, quickly recovering and resuming operations, protecting all of the firm’s books and records, and allowing their customers to transact business. In the event that they determine they are unable to continue their business, they will assure customers prompt access to their funds and securities.
Their strategy has been to pre equip two recovery sites with workspace, communications and other resources and to develop processes necessary for business recovery.
They are prepared to continue normal operations for an indefinite period from either of their two alternate, geographically separated locations. The firm clears through JP Morgan Chase.
They have been named to the Institutional Investor's Top Twenty bond firms since the publication first issued their findings. Considering the fact that the survey includes a number of fixed income products that their firm does not deal in, makes this achievement all the more noteworthy.
The Company exists and excels because of its customers. With this as their guiding philosophy and sustaining motivation, the firm will continue to provide the most consistent and professional service that a dealer in United States Government securities can offer.
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