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Griffin, Mills & Long, Llc.


Griffin, Mills & Long is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.  

Griffin, Mills & Long is a full service brokerage firm established in 1998 and is registered as a member of the National Association of Securities Dealers and the Securities Investors Protection Corporation. They wish to emphasize that they are a small boutique firm that specializes in building and managing positions in companies public and private. They also have different funding techniques and strategies to introduce companies to the market as well. Extensive time and research is placed in companies that they feel are undervalued, and have the potential to outperform the market. 

  Griffin, Mills & Long, has enjoyed long term relationships with their clients and a reputation for bringing vision, integrity and innovation to all their investment ideas and transactions. At Griffin, Mills & Long, they have the talent, resources and experience to uncover emerging companies that have the potential for extraordinary growth. They're small enough to get to know you and to understand your investment objectives and big enough to offer you the depth of talent and sophisticated financial tools that you need to be successful in today's rapidly evolving marketplace.  

Personally service every account by furnishing investment information, making investment recommendations, and taking orders. Ensure that all investment and account activity is consistent with each client's objectives. Develop and maintain long term relationships by actively listening to client feedback in order to build trust and loyalty. 

  Through teamwork, leverage their capabilities and resources to fully meet the needs of their clients. Exemplify the highest standards of compliance and professional ethics in all aspects of their business.  

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