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Investment Professionals




Investment Professionals, Inc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
Investment Professionals is a private investment brokerage firm specializing in providing first rate, profitable investment programs for financial institutions and retail financial consultants in the United States and began operations in May of 1992 and currently manages programs in 18 states throughout the country.

They strive to offer the highest quality of operations support to field office personal and to their clients. As the firm is rapidly taking its place as a major competitive force in the world of full service brokerage firms, it has made it a priority to be a leader in the industry by practicing and perfecting true customer service.

That feeling that it is more than just a company; it is a little part of each of them. All other things aside, it is the culture that sets them above the competition.
 
Their Business Continuity Plan is to quickly recover and resume business operations after a significant business disruption and respond by safeguarding their employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing their customers to transact business.
 
In short, their business continuity plan is designed to permit their firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
 
Perhaps the most outstanding thing about the firm is that which no one can quite seem to put into words. It’s that feeling you get when you visit the home office, that contagious passion for their work and for their people.
 

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