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JMC Financial Corporation




JMC Financial Corporation is a member of NASD, the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
JMC Financial Corporation was established in 1988 to provide unique variable annuity and mutual fund products to clients of financial institutions. The Company was one of the first third party marketers to sell variable annuities in banks and savings and loans on both coasts. Under the aegis of their parent company, James Mitchell & Co., and with their sister company JMC Insurance Services Corporation, they provide financial planning assistance, estate planning and customer service to many business owners and to thousands of customers across America.
 
Their team of home office professionals and independent representatives has the expertise to assist you with your investment questions and provide you with recommendations, products and services to safeguard your assets. They will always give you an honest answer and they pride themselves on their integrity and concern for your financial well being. They will listen to you and only make suggestions that are appropriate and beneficial to you and your individual needs following a careful review of your personal investment profile.
 
JMC Financial is a member of the NASD and SIPC. The Company is also a member of the National Independent Broker Dealer Association. JMC has developed a Business Continuity Plan on how they will respond to events that significantly disrupt their business. Since the timing and impact of disasters and disruptions is unpredictable, they will have to be flexible in responding to actual events as they occur. With that in mind, they are providing you with this information on their business continuity plan.
 
The Company plans to quickly recover and resume business operations after a significant business disruption and respond by safeguarding their employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing their customers to transact business. In short, their business continuity plan is designed to permit their firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption. 
 

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