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Kcd Financial, Inc.


Kcd Financial, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

KCD Financial, Inc. is a fully introducing broker/dealer, a registered investment adviser, and insurance agency. The principals at KCD Financial bring over 30 years combined experience in various aspects of the securities industry and business world. They’ve combined the strengths of their diverse backgrounds to create a premier broker dealer designed to best serve the financial community.

They strive to provide the advanced services and technology of larger broker dealers without the corporate mandates and red tape. Representatives will find the latest technology and support services available, resulting in streamlined operations to process businesses, meet all your brokerage needs, and preserve your independence to choose your individual avenue to success.

KCD has formed valuable partnerships with leading financial institutions and works closely with them to maintain solid and beneficial relationships that provide clients with quality financial products. KCD representatives are free to choose the investments that suit their clients’ needs, free of sales quotas or proprietary product requirements.

KCD Representatives have access to a comprehensive range of quality financial products, research, and technology, enabling them to serve the unique situation of each client. KCD does not maintain proprietary products. Their reps are free to choose from a multitude of sound, quality investment options when assisting you in your financial planning goals. Since the client is the ultimate decision-maker, KCD representatives know the importance of providing them with educational resources.

Their clearing firm provides you with the software to set up your own broker station, free of charge. With this technology, you can fully manage your securities trading business including online order placement for mutual funds, equities or options, and review transactions in client accounts. They offer supplemental educational programs to provide cross over training for securities and insurance oriented representatives to expand your knowledge and expertise.
 
KCD is a licensed registered investment advisor. KCD also has secured preferred contracts with major insurance carriers who can support you with advanced insurance sales support. KCD services registered representatives in financial institutions allows them to maintain the visibility and functionality of a financial institution, while increasing the services and products they provide to clients.

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