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Kellogg Capital Group


Kellogg Capital Group is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
This is the largest, privately held specialist firm on Wall Street. They are also one of the oldest. Their traditions date back to 1919 when Buttonwood Specialist was founded. Their firm has grown from making markets for 17 stocks on the New York Stock Exchange to now over 450 equities on that and American Stock Exchange.
 
Their 85 year tradition of extraordinary client service, superior market quality, and insightful technical analysis still defines their business. The Kellogg family fosters and drives the growth of the firm today. The family's distinctive heritage as Wall Street specialists traces back to 1933 when James C. Kellogg purchased a seat on the NYSE.
 
As one of the only independent specialist firms on Wall Street, they believe that their focus cultivates a deeper understanding of the marketplace and places risk management where their clients need it most on the floor of the Exchange.
 
This firm strives for excellence in every market they make. What separates them is dedication and focus to the specialist business. No other business vies for our attention. No other purpose competes with their mission.
 
Their dynamic, entrepreneurial team of traders, analysts, and communications professionals delivers exceptional market quality and technical insights for their clients.
 
They maintain fair, competitive, and efficient markets and assure equal access to all investors and deliver the best possible trading execution. Their responsibility is to best serve buyers and sellers.
 
They take responsibility for all of their orders and of posting the best public bids and offers. They commit capital and buy and sell securities throughout the trading day. Their participation rates consistently exceed floor averages. This commitment illustrates their partnership and their ultimate promise of serving all of your shareholders.
 
Specialists have historically maintained an independent position as the auctioneers for all investors. This is the core responsibility of a specialist. This is the promise of Kellogg Group. They believe their independence is a responsibility. Kellogg Group promises to provide the alternative of a focused and independent specialist firm for the next generation of business leaders and beyond.
 

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