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Kovack Securities, Inc.


Kovack Securities, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
This firm is one of the nation’s fastest growing independent broker/dealer firms and is a full-service securities brokerage firm with registered representatives throughout the country to meet private and institutional needs. Here they have set themselves apart by combining the personal attention of a small firm with the support services of a large firm.
 
They use the following clearing firms on a fully-disclosed basis to act as custodian of your securities and cash accounts in addition to executing and clearing trades through the exchange floors as well as ECN's. In essence, the clearing firms act as their intermediary when providing financial services for all types of private and institutional clients.
 
A focus on quality in trading, execution, and every task, is what gives them the competitive advantage to continue to meet their customers' expectations.
 
Accounts are centralized asset and cash management accounts designed to provide both individual and business clients with greater control over their assets. The BPA has powerful features designed to help save time, make it easy to organize financial data and help build a strong financial portfolio.
 
They offer competitive rates of return on money fund balances and simplified record keeping, all while maintaining financial flexibility. Master Card Gold Debit Card's and unlimited check writing is also a feature of these accounts.
 
Additional features include electronic access for direct deposits, withdrawals and systematic investments, and convenient borrowing of up to 50 percent of the value of the marginable securities in your account.
 
At Kovack Securities, their role is to provide the best resources available to help your advisor reach your financial goals. They are continually meeting the demand for leading edge financial services and sound investment products that are flexible and structured to meet your changing lifestyle and individual needs.
 
Your financial advisor has access to cutting-edge products and services that will help you build and protect your wealth now and into the future.

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