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M&I Brokerage Services, Inc.

M&IBrokerage Services is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Marshall & Ilsley Corporation provides trust and investment management, equipment leasing, mortgage banking, financial planning, investments, insurance services and data processing. In addition to retail banking offices in Wisconsin, Arizona, Minnesota, Missouri, Kansas, Oklahoma, Nevada, Florida, and Illinois.
M&I was founded in 1847 in one half of a cobbler shop. Its 150 year plus history provides a unique look into M&I’s character and commitment to the customer.  M&I is proud to be a community bank. By investing time and resources in the communities they serve, they ensure a richer future for all of them.
Marshall & Ilsley Corporation, a diversified financial services company based in Wisconsin, provides comprehensive financial products and services and unparalleled customer service to personal, business, corporate and institutional customers nationwide. Each year, M&I makes a commitment to invest the resources its communities need to thrive. Marshall & Ilsley Corporation has been recognized for its commitment to supporting organizations in the communities it serves through a variety of awards and honors.
Marshall & Ilsley Corporation supports many organizations in the communities it serves.  The M&I Community Development Corporation dedicates significant resources to affordable housing and economic development projects in markets throughout the country.
Marshall & Ilsley Corporation has adopted policies, procedures and controls designed to provide for the continued administration of an anti money laundering program reasonably considered to assure and monitor compliance with the record keeping and reporting requirements of the Bank Secrecy Act, as amended.  The program, implemented in cooperation with the efforts of M&I affiliates, is reviewed and modified as necessary in response to applicable statutory and regulatory changesBoard of Directors approved anti money laundering policy. The company's goal is to have steady growth through working closely with their customers to help them succeed.

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