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Home > Financial Services > Stock Brokers > Mallory Capital Group, Llc
Mallory Capital Group, Llc
Mallory Capital Group, Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
The firm is a boutique investment bank that specializes in raising capital for top performing private fund managers from institutional and private investors. Founded in 1995, the firm is headquartered in Darien, Connecticut. It is an independent broker dealer that combines investment banking expertise and a customized execution plan for every client.
It values its relationships with private fund managers and their investors. Their goal is to undertake high-quality assignments across all fund types with the objective of producing outstanding results for all participants in the process. Business Principles are they limit their transaction volume to ensure client satisfaction. They commit senior level resources to each mandate. They provide unique and creative ideas that make a difference, they communicate regularly with their clients. They avoid conflicts. They strive to build long-term client relationships etc.
Their focused business model emphasizes an unyielding commitment to both their general partner and limited partner clients. Their success is the product of three key elements which differentiate the firm from other placement agents. Independence of their broker dealer independence and controlled transaction volume minimizes conflicts of interest.Senior LevelInvolvement of their senior professionals remain involved through the whole capital raising process: origination, due diligence, structuring and distribution.
The firm always looks forward to developing new relationships and analyzing potential fundraising opportunities. The firm will promptly respond to fund managers with their views of a fund’s target market, its structure, the important elements of success and their perspective on the current market environment.
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