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Home > Financial Services > Stock Brokers > Maxim Group Llc

Maxim Group Llc

Maxim Group Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

At Maxim Group, they are dedicated to providing an unparalleled level of service for high net worth individuals. Their approach in managing your assets is to develop a strong partnership between you and their team, providing them with the ability to assess and determine the best way to achieve your investment objectives. Their Asset Management Team takes into consideration your risk profile, time horizon, and investment goals before designing a portfolio specific to your needs.

Many of these are done in a separate account to provide complete transparency and tax efficiency. Maxim Group also offers money management guidance to investors through their registered investment advisory firm, Maxim Financial Advisors, LLC.

Maxim has created a portfolio that includes two specific categories of stocks to help investors achieve their growth and income objectives. Maxim Group believes this portfolio of 30 professionally selected stocks provides investors the potential to achieve above average total return over the life of this portfolio. This is particularly true for the Maxim Advantage Growth and Income Portfolio Series 2, which does fluctuate with market conditions and carries various degrees of risk including fluctuation of investment principle, market, economic, and political risk.

Their capital market professionals interface with a worldwide network of asset managers, fund managers, hedge funds, pension funds and other institutions. This highly talented, driven team of sales, trading and research professionals focuses on providing clients with complete and innovative solutions. With institutional coverage that spans 20 countries across 6 continents, their clients around the world have access to an excellent range of expert services.

Maxim Group bankers have a rich history in investment banking as well as a deep understanding of their clients' challenges. Because they are intimately involved with every aspect of each transaction, they are able to translate those challenges into results. This means their clients reap the benefits of proprietary thinking that's focused on encouraging positive outcomes and maximizing shareholder value.

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