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Home > Financial Services > Stock Brokers > Mcginn, Smith & Co., Inc.
Mcginn, Smith & Co., Inc.
McGinn, Smith is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
McGinn, Smith was founded in 1980 with the goal of providing exceptional investment management services for investors. The firm's conservative investment philosophy is rooted in the perspective they have gained from doing business in New York's Capital District for over twenty years. The cornerstone of their business is putting their clients' interest first. They believe that their investors' prosperity, as well as their own, is derived from fostering solid, long term relationships.
For over 20 years, McGinn Smith has been offering investment guidance. Although the industry and even the markets themselves have changed dramatically during the past decades, their fundamental business has not. Whether an individual investor or large institution, they provide prudent advice and investment opportunities uniquely suited for each particular client.
McGinn, Smith & Co. has developed a Business Continuity Plan on how they will respond to events that significantly disrupt their business. Since the timing and impact of disasters and disruptions is unpredictable, they will have to be flexible in responding to actual events as they occur. With that in mind, they are providing you with this information on their business continuity plan.
They plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding their employees and property, making a financial and operational assessment, protecting the firm’s books and records and allowing their customers to transact business. In short, their business continuity plan is designed to permit their firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
Their business continuity plan addresses data back up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter party impact; regulatory reporting; and assuring their customers prompt access to their funds and securities if they are unable to continue their business. They know that their future success depends on maintaining and nurturing those relationships for generations to come.
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