|
|
 |
| |
|
Home > Financial Services > Stock Brokers > Merrion Securities, Llc
Merrion Securities, Llc
Merrion Securities, Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
The firm was established in 1989. The Firm places special emphasis on identifying inefficiencies and value distortions in the equity and debt markets. The firm has prepared a report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of non-directed orders, any order that the customer has not specifically instructed to be routed to a particular venue for execution.
For these non-directed orders, the firm has selected the execution venue on behalf of its customers. The firm has reviewed its own privacy procedures and wants to inform about the non-public information that the firm collects about its, customers is not disclosed to anyone, except as permitted by law and as required to process customer transactions. They have implemented safeguards to protect all non-public information. Moreover, the firm limits access to only those employees and affiliates that require the information to provide Merrion customers with.
The firm prides itself in efficiently and discreetly executing transactions on behalf of its clients. Located in Westfield, New Jersey, the firm has relationships with over 100 leading institutions. Goldman Sachs Execution & Clearing, L.P. - acts as the clearing agent for Merrion Securities. Their Business Continuity Plans are in the event of a major business disruption, they will safeguard ,their employees and property, make a financial and operational assessment, protect or restore their firm’s books and records, and allow their customers to transact their business.
With the past performance of the company in mind and the expertise and dedication of the management and staff the company is expected go to far greater heights in the near future.
Financial Services Companies
all are here at FinancialBrowsers.com Permission is granted to reproduce this article as long as the above resource paragraph is left intact with active links.
Back to Stock Brokers
|
|
|
|
|
|
|