|
|
 |
| |
|
Home > Financial Services > Stock Brokers > Millennium Wave Investments.
Millennium Wave Investments.
Millennium Wave Investments is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
This information may include your name, address, telephone number, income and other financial data, investment experience, etc. Information about your transactions with them, their affiliates and others includes information about other products you have purchased through the Millennium Companies and others, information about additions, redemptions, etc.
Information they receive about you from third parties such as brokers and selling agents includes information about their review of your investment application for products the Millennium Companies sponsor that such firms sell.
They do not disclose any personal or financial information about you, whether you are their current or former client, without your authorization or direction, except as disclosed below.
They may also share information about you with their affiliated financial service companies as reasonably needed to provide you with the financial services that you have engaged them to perform, or otherwise to identify services which may serve your financial, investment or planning objectives.
If you are a resident of California, they will not share your information with their affiliated financial service companies, other than to assist them in providing their services to you, if you notify them that you do not wish us to share this information without your authorization.
They may also disclose all of the information that they collect about you with nonaffiliated third party financial services companies with which they have joint marketing arrangements, such as Altegris Investments, Inc., so they may contact you to collect information to qualify you to receive the Accredited Investor newsletter and introduce you to a wide range of alternative investments.
They only share your personal information with nonaffiliated companies for joint marketing arrangements if they agree to limit their use of the information only to the purposes for which it was provided.
Financial Services Companies
all are here at FinancialBrowsers.com Permission is granted to reproduce this article as long as the above resource paragraph is left intact with active links.
Back to Stock Brokers
|
|
|
|
|
|
|