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Home > Financial Services > Stock Brokers > Nevwest Securities Corporation
Nevwest Securities Corporation
Nevwest Securities Corporation is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Serving their community since 1997, the company operates the only level-3 NASDAQ market maker and regional securities brokerage firm formally headquartered in the State of Nevada. They offer general retail securities, trading, investment banking, mergers and acquisitions services for their customers and corporate clients. They are registered as a level-3 broker/dealer and market maker with the Securities and Exchange Commission, the National Association of Securities Dealers, the State of Nevada Securities Division, 48 states in the United States and Puerto Rico. NevWest is also member of the Securities Investor Protection Corporation. In addition to offering traditional securities and insurance related products and services, they are a boutique financial services firm focusing upon.
The company trading and back office professionals handle a wide range of tasks from customer order processing to proprietary trading to market making. The trading team excels at providing quick and reliable execution of securities transactions of various complexity. Multiple computer work-stations provide real-time market data and allow direct input of trades into a variety of execution venues. For the quickest service, established clients can submit unsolicited orders directly to the trading desk. Including the sale of shares represented by stock certificates, Rule 144 sales, 10b5-1 trading programs, over-the Counter Bulletin Board and Pink Sheet listed securities.
They offer affordable real-estate-related investment alternatives, which may be attractive for clients meeting certain suitability standards. In recent years, such investments primarily, their flagship real estate financing funds generated rates of return outperforming broader market indices. Private Securities offerings affording potentially higher rates of return for sophisticated investors demonstrating greater risk tolerance. They offer their clients a broad range of securities and insurance related products and services. You can count on impartial product selection from a broad spectrum of products consistent with your investment objectives.
Dedicated to servicing smaller companies, offering a level of in-house expertise and sophistication not otherwise available to smaller companies, we help you navigate a complex regulatory environment. Whether you seek registration with the Securities and Exchange Commission, advice on international or exempt offerings or assistance with a merger or acquisition.
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