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Home > Financial Services > Stock Brokers > Newman, Ladd Capital, Inc.
Newman, Ladd Capital, Inc.
Newman, Ladd Capital, Inc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Newman, Ladd Capital, Inc is a regional stock brokerage firm specializing in retirement and estate planning. The firm also provides assistance for its clients' insurance needs as well as diversification of their portfolios. Newman, Ladd Capital, Inc. clears through National Financial Services Corp., a wholly owned subsidiary of Fidelity Brokerage Services, Inc., member NYSE. Each account is insured up to 100,000,000 dollars.
The company caters to the specific needs of their clients, amid the growing demand for fixed income products. They act as both agent and principal to ensure that their customers get the best execution. Their goal is to service their customers, whatever their needs. They are generalists in the true sense, not structuring products that they sell to clients rather filling their inquiries at the best price. Their customer base is broad, including money managers, circumvent funds and banks.
Their wide variety of fixed income alternatives includes U.S. government securities, tax-free municipal bonds, corporate debt obligations, certificates of deposit, unit investment trusts, and preferred stocks. They offer different mutual fund choices from over 400 well known fund companies, plus a large selection of annuities and life insurance products from top rated carriers. Retirement plans, cash management accounts and a variety of managed account programs round out their extensive offerings.
Their Corporate Finance practice takes disciplined, hands on and team oriented approach to delivering solutions that address the sole challenges and requirements of rapidly growing companies in the technology, healthcare and financial services industries. Their Investment Banking team is relationship and execution focused, not transaction driven. They devote the time and resources necessary to thoroughly understand their clients' capital and strategic needs and develop results oriented plans.
Their Equity Research team is comprised of experienced individuals who develop comprehensive research ideas on a broad range of technology companies.
With over a century of experience and expertise, the company continues to serve in the tradition of its founding fathers. Their core principles of integrity, honesty, respect and loyalty are as important today as they were more than a hundred years ago.
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