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Neidiger, Tucker, Bruner, Inc.


Neidiger, Tucker, Bruner, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Neidiger, Tucker, Bruner, Inc. is a Denver based brokerage and investment banking firm. The firm was established in 1977, the company now has 18 branch offices in the Rocky Mountain region. At NTB they strive to offer the investor a level of products and expertise normally associated with much larger companies combined with the personal service expected in a regional firm.Neidiger, Tucker, Bruner's wide range of investment banking services include raising capital through the underwriting of Initial Public Offerings, secondary offerings and private placements. Primary department services include obtaining capital necessary to finance emerging growth and middle market companies clients on a continuing basis.

The Corporate Finance Department seeks to tailor client needs, objectives and financial requirements to appropriate capitalization methods. NTB makes an underwriting commitment when the Corporate Finance Department identifies a company which demonstrates growth potential, has experienced management and a financing can be structured which is equitable and attractive to both the company and investors.

Much of the department's success stems, not only from an understanding of growing business needs, but also from a knowledge of capital market conditions and effective nationwide distribution of its public issues to individual and institutional investors.

Neidiger, Tucker, Bruner is an active member of National Investment Bankers Association. The NASD Division of Corporate Finance has stated that approximately 80 percent of all underwritings less than 10 million dollars are managed by NIBA members and, for the three year period ending June 28, 1996, a total of 498 offerings were successfully managed or co-managed by NIBA members that raised approximately 5 billion dollars of new capital for this vital sector of their economy.

The company's goal is to have steady growth through working closely with their customers to help them succeed.
 

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