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Home > Financial Services > Stock Brokers > Nollenberger Capital Partners Inc.

Nollenberger Capital Partners Inc.

Nollenberger Capital Partners Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

This firm is a full-service broker-dealer that serves institutions and affluent individuals and is founded by Bruce Nollenberger, which is headquartered in San Francisco, with regional offices in Manhattan, Portland, and Silicon Valley. And is composed of two segments private client services and equity capital markets, which include institutional sales and trading and equity research.

Here their executive financial services team delivers unparalleled objective advice to entrepreneurs and the companies that they create. Their team of professionals provides full service investment advice and execution to these entrepreneurs, their corporate executives, and the companies that they lead. They offer diversification and asset allocation strategies, day to day money management, tax and estate planning, and private banking services.

Their risk management specialists help manage concentrated equity positions and enable executives with positions in a single stock to protect concentrated wealth while mitigating risk and expanding the opportunities to diversify investments and access cash.

Nollenberger Capital is in the unique position to put these types of transactions out for competitive bid to some of Wall Street’s largest derivative dealers, thereby offering their clients more competitive pricing.

Their exclusive banking capabilities are designed to satisfy the unique financial requirements of a select group of individuals seeking a one-on-one relationship for their personal and institutional banking needs. Through their affiliation with Silicon Valley Bank, they are able to offer a unique perspective to their clients, a valuable asset seldom provided by other financial institutions.

Executives can take advantage of a full array of private banking services from lending to full-service deposit products. Backed by a team of experienced banking professionals, their corporate and executive financial services team delivers expertise that is uncommon at most other wealth management firms.

They take a client-centered, bottoms-up approach to wealth management by providing objective advice, investment management, and trust and estate planning services for executives, and affluent individuals and families. Their team of professionals are tenaciously engaged in identifying opportunities to preserve and grow capital, always seeking out the best solutions to meet the unique needs of their sophisticated clients.

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