|
|
 |
| |
|
Home > Financial Services > Stock Brokers > North Ridge Securities Corp.
North Ridge Securities Corp.
North Ridge Securities is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
North Ridge Securities is a full-service broker or dealer and is registered and licensed by the National Association of Securities Dealers and the Securities Investors Protection, Brokerage transactions are cleared through their correspondent firms, Pershing LLC, and National Financial Services. Their team of seasoned financial advisors and planners has a long collective experience in the field of managing client assets. Many of Their professionals hold the Certified Financial Planner designation. Some are Chartered Financial Consultants as well. As the needs and goals of a family change over time, they are thoroughly committed to helping the family accumulate, grow, avoid financial risks, preserve capital and retain wealth.
Regardless of the goals that we seek to accomplish, the analysis of existing investments and recommendations that will enhance clients' portfolios must first be done. The company utilizes the full range of investment choices, and depending upon clients' needs, they implement as necessary. They will utilize, where appropriate, mutual funds, common and preferred stocks, variable and fixed annuities, municipal investments, government securities, treasury securities, and other mortgage-backed issues, REITS and more, depending upon clients' needs and goals .North Ridge Securities is a fully disclosed clearing agreement with Pershing, LLC. NRSC pays clearing fees to Pershing, LLC in return for services performed, such as transaction settlement, margin availability, custody of securities and funds and the production and mailing of customer statements and order confirmations. NRSC receives no payment for order flow from Pershing, LLC.
They truly believe in the team approach in achieving their client's success. To this end, they will work with independent CPAs to oversee essential tax planning concepts that might be appropriate. For their corporate clients, their work closely with pension administrators, certified appraisers, mortgage professionals, employee benefit experts and other specialists in the New York metropolitan area and around the United States.
Financial Services Companies
all are here at FinancialBrowsers.com Permission is granted to reproduce this article as long as the above resource paragraph is left intact with active links.
Back to Stock Brokers
|
|
|
|
|
|
|