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Northern Securities, Inc.


Northern Securities, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Northern Securities Inc. is an independent, integrated investment bank, with offices in Toronto, Calgary and Vancouver. They offer a full range of investment banking services including Corporate Finance, Mergers and Acquisitions, Financial Restructuring, Retail and Institutional Distribution, Equity Research, Online Trading, Online Public Offerings and Online Private Placements.  Northern Securities is a wholly owned subsidiary of Northern Financial Corporation.

The company is a member of the Canadian Investor Protection Fund, and the Investment Dealers Association of Canada and is a participating organization of the Toronto Stock Exchange.

The Investment Banking team at Northern Securities provides highly professional investment banking services for growth companies in need of capital to implement well defined growth plans. These companies provide excellent investment opportunities when they possess a combination of superior products or services, outstanding management, and sound financial and marketing plans. Northern Securities offers sophisticated underwriting services designed to maximize the immediate and continued success of the client.
 
Their Advisory groups have been involved in over 20 billion dollars in M&A transactions. If your business is for sale, or if you are looking for a business to buy, they are in a great position to assist you. They work closely with their clients, helping them to grow and evolve their businesses by executing mergers, acquisitions and divestitures, Identifying and building strategic partnerships, Providing acquisition financing and valuations, assisting in corporate restructurings.

Northern Securities Capital Markets Group has direct access to the exchanges and regularly handles large block transactions. The professionals that comprise this group are seasoned with extensive backgrounds in trading, sales and research, and maintain close relationships with a clientele ranging from small growth funds to multi billion dollar investment managers.

The Company offers a full range of investment strategies, particularly suited to the sophisticated high net worth individual investor. Their Registered Representatives are investment professionals who provide leading edge modified solutions, offering a broad range of expertise to help clients achieve their financial goals.

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