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Home > Financial Services > Stock Brokers > Raymond James & Associates

Raymond James & Associates

Raymond James & Associates is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Raymond James & Associates is the largest full-service investment firm and New York Stock Exchange member headquartered in the Southeast. Founded in 1962, Raymond James has approximately 900 financial advisors in the United States and in 10 offices overseas. According to Financial Planning Magazine (1979), Raymond James and Associates’ major contribution to the financial service industry may be in designing and applying creative blends of investment alternatives in weaving the cloth of a financial plan. Recognizing the constant need for new, innovative ideas in the financial industry, Raymond James continually offers new investment alternatives to its clients. Offering a wide range of services to our clients, Raymond James is at the forefront of innovation. From what they call their Passport Investment Account to issuing one-of-a-kind trade confirmations in easy-to-understand letter format, they take pride in their vast selection of investment alternatives.

Raymond James was one of the first firms to understand the role insurance plans play in a comprehensive financial plan. From key man insurance to protecting a young family to paying estate taxes, insurance has a place in nearly every financial plan. Whether you are a new investor or an experienced one, investing in mutual funds may be an easy way to diversify your holdings. A growing segment of the investment market, mutual funds are professionally managed portfolios whose shares are sold to the public in much the same way that stocks are. Think of a mutual fund as a way for a giant group of people to pool their money together to have more purchasing power. If you were to invest $100 a month into the stock market, you wouldn’t be able to buy many shares. But if thousands of people invest $100 each month, as a group they can buy substantial shares.

Raymond James’ dedication to their clients is reflected in the service first corporate culture, which is a pledge to provide the highest level of service, place you and your goals first, and, quite simply, to listen to you as if you are the only investor in the world.

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