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Pacific West Securities Inc.


Pacific West Securities is a member of the National Association of Securities Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
 
The company is a member of the NASD and SIPC and offers a variety of securities products.  Their full-service brokerage firm of more than two hundred and ninety representatives offers a complete range of investment vehicles, including: Stocks, Bonds Corporate, Government and Municipal, Options, Mutual Funds, Variable Annuities, Variable Universal Life Insurance, Money Market Funds, Certificates of Deposit, Unit Investment Trusts, Direct Participation Programs, and Life Insurance.
 
Pacific West Securities is a full service brokerage firm and is the foundation of their organization. Pacific West Securities is the home office to their team of licensed financial representatives serving clients throughout the United States. Representatives associated with Pacific West Securities may offer a complete range of investment vehicles including stocks, bonds, mutual funds, unit investment trusts, tax advantaged investments, annuities, and partnerships. A financial representative affiliated with Pacific West Securities enjoys a variety of services. These services include personalized and strong compliance support, marketing assistance, informative meetings, a monthly publication entitled Pacific West Press, and a friendly, dedicated, and qualified staff.
 
Pacific West Financial Consultants, Inc. is a Registered Investment Advisory corporation, providing financial representatives the option of offering money management and financial advisory services to clients. Registered with the Securities and Exchange Commission and the State of Washington, it was developed in 1982 in response to the client demand for ongoing financial advice and portfolio management. 

 Traditionally, financial professionals assist clients with stock or mutual fund trades and are paid a commission based upon each trade. This is the model for Pacific West Securities. Pacific West Securities is registered with the Securities and Exchange Commission a member of the National Association of Securities Dealers.

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