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Regal Securities, Inc.


Regal Securities, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

The Company is a division of Chicago area brokerage firm Regal Securities Inc., founded in 1975 by president and CEO George Bokios. Mr. Bokios, known for his innovative pricing structures and experience in the discount securities and options markets, is a founding member of the Chicago Board Options Exchange.

The Company appeals to customers with various investment needs, from those managing their own finances to customers seeking investment advice from a fixed income specialist, In addition to longevity in the options markets, experienced and specialized brokers have the ability to handle complex option trades and strategies in this expanding industry segment. Competitive strengths in pricing, exceptional execution, and directing orders to exchanges of customer preference through a broker, all enforce Regal's leadership in the discount brokerage industry.

Their experienced brokers, option principals and customer service representatives give the personal touch you may not expect when investing with a discount broker. Whether you are an active trader or long term investor, you can enter orders online, via touch-tone phone, or with the assistance of a broker. Regal offers an array of products and services including stocks, options, mutual funds, bonds, and no-fee IRAs.

The Company seeks to achieve superior customer satisfaction through innovative products, comprehensive health and related benefits choices, effective service and easy-to-understand information.

Their has been a steady corporate growth rate combined with the ability to maintain flexibility, unrelenting attention to detail, responsible quality control throughout the entire operation and total customer focus is enhanced further by associates who are among the brightest and most talented in the industry.
 
 
 

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